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CSI CSC1 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| The Economy | 13% | - Macroeconomic Fundamentals
|
| Derivatives | 10% | - Derivative Instruments
|
| Features and Types of Fixed-Income Securities | 12% | - Fixed-Income Instruments
|
| Pricing and Trading of Fixed-Income Securities | 11% | - Bond Markets
|
| Corporations and their Financial Statements | 8% | - Financial Statement Analysis
|
| Financing and Listing Securities | 8% | - Security Issuance
|
| The Canadian Investment Marketplace | 15% | - Capital Markets
|
| Equity Transactions | 10% | - Trading Equities
|
| Common and Preferred Shares | 13% | - Equity Securities
|
CSI Canadian Securities Course Exam 1 Sample Questions:
1. What must happen before the expiry of a takeover bid and after a formal bid is made for voting securities of a reporting Issuer?
A) At least 20% of lite target's outstanding preferred shares must be tendered to the bid.
B) Payment for ail acquired snares must be made.
C) At least 25% of the target's outstanding voting snares must be tendered to the bid.
D) A press release must be issued by every investor acquiring 6% or more of the securities to the bid
2. Whataction is anexchange likely to take when the publicdistribution of a given securityhas dwindled to anunacceptablylow level?
A) Delayed opening
B) Suspension in trading
C) Delisting
D) Hall in trading.
3. Based on market capitalization. which sector of the SSP.'TSX Composite index has one of the highest weightings withinthe index?
A) Information technology
B) Energy
C) Utilities
D) Health care
4. What is the main benefit for the investors when a company announces a stock spit?
A) An increase in the shares' market price.
B) An Increase in the proportion of the shareholder's stake.
C) An increase in the value of the shareholderstake
D) An increase in the shares' affordability.
5. What financial instrument is derived from thevalue of an underlying asset?
A) Real estate investment trust
B) Forward contract
C) Inflation linked bond
D) Preferred share.
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: C | Question # 3 Answer: B | Question # 4 Answer: D | Question # 5 Answer: B |



