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ACI 3I0-002 Valid Braindumps - ACI THE MODEL CODE EXAMINATION

3I0-002
  • Exam Code: 3I0-002
  • Exam Name: ACI THE MODEL CODE EXAMINATION
  • Updated: Aug 13, 2026
  • Q & A: 100 Questions and Answers

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Who should take the ACI FX Global Code Certificate Exam

Everyone who is into promoting the credibility and efficiency of global operation of the FX Industry is recommended to get this certification. The ACI FX Global Code Certificate Exam is primarily intended for the following groups:

  • Participants in the financial market from buy side, sell side and intermediary institutions
  • Personnel from middle offices and operations
  • Central banks and regulators
  • Officers of compliance and risk

How to Prepare For ACI FX Global Code Certificate Exam

Preparation Guide for ACI FX Global Code Certificate Exam

Introduction

ACI Financial Markets Association (ACIFMA) is a leading global trade association with over 9,000 members in more than 60 countries representing the interests of the professional financial markets community. ACI FMA, founded in 1955, focuses on improving best business practise and encouraging the commitment of market participants to ethical behaviour standards.

The ACI Model Code exam (3I0-002) has been recognised as the first industry-wide Code of Conduct based on the initial ACI Codes of Conduct of the 1970s for OTC FX and related markets. The ACI Model Code exam (3I0-002) has strongly influenced many national Codes of Conduct but was discontinued in 2017 with the release of the ACI FX Global Code Certificate, the composition of which ACI FMA participated, as well as other Code of Conduct initiatives, subsequently revised to include the larger OTC community-and extended from the dealing room through to back office operations.

Under the supervision of the Board of Education, education services include the ACI FX Global Code Certificate, ACI Dealing Certificate, ACI Operations Certificate, ACI Diploma, and the Latest Edition of the ACI Diploma. The ACI Committee for Professionalism administers industry best practise work on ethical behaviour.

This document is an exam guide intended to help applicants determine the significance of the ACI FX Global Code Certificate Exam and to provide all necessary details like prerequisites, exam contents and format etc. for the best exam preparation of interseted candidates. This guide includes information on the certification test target audience, recommended preparation and documentation, and a full list of exam targets, all with the intention of helping you obtain a passing grade. In order to increase your chances of passing the test, we strongly recommend a mix of on-the-job experience, course attendance, and self-study.

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What is the duration, language, and format of ACI FX Global Code Certificate Exam

  • Format: Multiple choice
  • Language of Exam: English
  • Passing percentage: 75%
  • Questions: 40
  • Duration of Exam: 60 minutes
  • Validity: 1 year

ACI 3I0-002 Exam Syllabus Topics:

SectionObjectives
Topic 1: General Principles of Conduct- Market integrity
  • 1. Professional behavior
  • 2. Confidentiality obligations
  • 3. Honesty and fair dealing
  • 4. Conflicts of interest
Topic 2: Dealing Practice- Trading procedures
  • 1. Broker relationships
  • 2. Deal execution and confirmation
  • 3. Voice and electronic trading practices
  • 4. Firm and indicative quotations
Topic 3: Market Practice- OTC market conventions
  • 1. Money market conventions
  • 2. Foreign exchange market conventions
  • 3. Derivative transaction practices
Topic 4: Disputes and Professional Standards- Resolution procedures
  • 1. Handling disputes between counterparties
  • 2. Mediation principles
  • 3. Adherence to the Model Code
Topic 5: Introduction and Scope of the Model Code- Purpose and objectives
  • 1. Role of the Model Code in OTC financial markets
  • 2. Professional standards and ethical principles
Topic 6: Risk Management and Compliance- Control framework
  • 1. Internal controls
  • 2. Compliance responsibilities
  • 3. Credit and settlement risk
  • 4. Operational risk management
Topic 7: Operational Controls- Post-trade processes
  • 1. Trade confirmation
  • 2. Error handling
  • 3. Settlement procedures
  • 4. Record keeping

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